Compliance

Frank J. Anastasi
CCO and Operations Manager

Frank joined Neville, Rodie & Shaw in March 2002 and became a Principal of the firm in 2007. Frank serves as the firm's Chief Compliance Officer and Operations Manager.

Prior to joining Neville, Rodie & Shaw, he worked at Warburg Pincus and its successor firm Credit Suisse Asset Management from 1994 to 2002. During his tenure at Warburg Pincus he was an Assistant Vice President working in a variety of operational positions. Prior to Warburg Pincus, he was a portfolio assistant in the Capital Markets Division of Smith Barney and earlier in his career a broker's assistant in the gold and copper markets of COMEX.

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